Compliance Audit Manager Not right for you? We've got others

$90,000 - $105,000
Chicago, IL
September 14th 2021
Minimum Degree:
Bachelor of Science
Relocation Assistance:
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Compliance Audit Manager- Growing Bank- $45 Billion in Assets

Hybrid work from home schedule


Full Job Description

Founded in 1991 with the idea to be the alternative to the big banks, this bank has since grown into a financial services company with more than $45 billion in assets, headquartered in Chicago, Illinois. Through our multiple companies and divisions, we provide traditional community banking and commercial banking services, wealth management solutions, commercial and life insurance premium financing, mortgage origination, and short-term accounts receivable financing and certain administrative services, such as data processing of payrolls, billing, and treasury management services. We provide community-oriented personal and business banking services to customers located in the greater Chicagoland area, northwest Indiana, and southern Wisconsin through more than 175 community bank locations.

Internal Audit  independently and objectively assesses processes to evaluate the adequacy of the design and effectiveness of internal controls. Internal Audit is responsible for providing assurance and guidance across all lines of business (i.e. core banking – deposits / lending, mortgage lending, wealth management – broker dealer / advisory / trust, leasing, insurance premium finance, payroll financing) and corporate functions (i.e. accounting / finance, compliance, risk management, information technology, information security). Team members are encouraged to think creatively, challenge current processes, build relationships, identify and evaluate emerging risks, and hold themselves and teammates accountable in a flexible and delivery driven environment.

This Consumer Compliance Audit Manager will be primarily responsible for assisting with the planning and completion of consumer compliance program audit activities; however, will also assist in other audit engagements as assigned by audit management. The role will work in a collaborative environment to execute the audits while occasionally working independently with supervision. This role will be responsible for leading audit engagements, assisting in the development / refinement of the scope of the audit, devise an appropriate testing approach, ensure workpaper quality, and audit completion timeliness. Further, must possess strong communication skills to effectively communicate with team members throughout the audit process and to communicate audit results to internal audit clients.

The position is currently work-from-home due to COVID-19. 




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